Document Type

Conference Proceeding

Publication Title

PIABA 27th Annual Meeting Materials

Publication Date

2018

Abstract

Digital investment advice, or robo-advice, is a growing trend in the financial services industry. It is expected that by 2022, robo-advisers will manage over $4 trillion in assets. Robo-advice covers a wide range of services, however all involve advice derived from algorithms. This article will discuss what robo-advice is as well as how it is regulated by the SEC and FINRA.

Comments

Available at: https://ssrn.com/abstract=3314271

Reprinted with the permission of Public Investors Arbitration Bar Association (PIABA).

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