Document Type

Book Chapter

Publication Title

Securities Arbitration 2020 Course Handbook

Publication Date

2020

Abstract

(Excerpt)

This article summarizes leading arbitration cases during the last year that are of particular relevance to the securities arbitration practitioner, as well as cases on the horizon for the coming year. The decided cases focus on class arbitration, arbitrability, customer identification, discovery abuse, grounds to modify arbitration awards, enforceability of arbitration agreements, and challenges to Regulation Best Interest. The upcoming cases focus on class arbitration and arbitrability.

Comments

This publication is from Chapter 15 of Securities Arbitration 2020 Course Handbook (Practising Law Institute, 2020).

Reprinted in Public Investors Arbitration Bar Association (PIABA) 29th Annual Meeting Materials (2020).

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