Volume 87, Spring-Summer 2013, Numbers 2-3
Note:This issue contains articles from Symposium: Revolution in the Regulation of Financial Advice: The U.S., the U.K. and Australia. Panels include: "The Future of Fiduciary Duties for Financial Advice;" "The Structure of Regulation for Investment Advisers: A Self-Regulatory Organization or Not?;" and "International Issues in the Regulation of Financial Advice."
The Time for a Uniform Fiduciary Duty Is Now
Ryan K. Bakhtiari, Katrina Boice, and Jeffrey S. Majors
Can the Retail Investor Survive the Fiduciary Standard?
Paul R. Walsh and David W. Johns
Financial Advice in Australia: Principles to Proscription; Managing to Banning
Richard Batten and Gail Pearson
A Better Public Performance Analysis for Digital Music Locker Storage
Michael Walker Jr.